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RegTech Round Up brings thought leaders and technology professionals within the Canadian RegTech community together to discuss current regulatory challenges and emerging technology trends and solutions. 

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Innovation and Investor Protection in Wealth Management

2/25/2022

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In this episode, host Paul McRorie speaks with Parham Nasseri, VP Regulatory Strategy and Partnerships at InvestorCOM and Noel Sequiera, Manager, Membership Intake & Business Conduct Compliance at IIROC.  Noel and Parham discuss the changing landscape in wealth management. They discuss some of the new trends such as greater customization, new product impact, and the use of gamification tools, the role of the industry and the regulators in educating investors and how they see the wealth industry evolving. 
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  • Home
  • Accueil
  • Leadership
    • Strategic Advisors
  • Direction
    • conseillers strategiques
  • Join
  • Adhésion
  • RegTech Directory
  • News
  • Nouvelles
  • Events
    • Past Events
  • Blog
  • Blog_FR
    • Pleins Feux sur les Members
  • Contactez nous
  • Événements
  • Media Library
    • Sponsor Videos - Annual Event
  • RegTech Round Up
  • Resources
    • AI paper - Moving Beyond Principles
    • ESG Paper - Canada's Position in the Global ESG Movement
  • RegTech Member Profiles
  • Firm of the Month
  • Contact Us