Clark Frogley, Head of AML Solutions at Quantexa 

Clark Frogley walks through a short demo showing their entity resolution solution - the Syneo platform allows firms to contextualize and visualize by brining together a single view of the data. 

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Member Firm Discussion: Breaking

​down the current landscape

Donna Bales, co-founder of the CRTA breaks down the current environment with Leigh Kivenko, CTO of Portfolio Aid.  Leigh provides his perspective on the impact of Covid-19 on compliance oversight and discusses how Portfolio Aid is working with the RegTech community to prepare for Client Focused Reforms.
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Recorded July 9, 2020; posted August 3, 2020

Member Firm Discussion 

AML/CFT -Caution Ahead! 

Discussion with co-founders of Canchek Larry Boyce and Laurie Clark on AML risk considerations for small and mid-sized firms. 

Recorded: May 13, 2020; Posted: June 8, 2020
Listen to full discussion on the Podcast

​Member Profile - Four Eyes

​Financial & Aligned Capital 

Wendy Rudd, Board Member of the CRTA speaks with Lori Weir, CEO and Co-founder of Four Eyes Financial and Chris Enright, Founding Partner  of Aligned Capital Inc.  This profile explains Four Eyes Financial's new Risk 7 platform and how Aligned Capital is using it to enhance compliance oversight and better serve the advisor community.

​Posted June 21, 2020