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Member spotlight - Flinks

3/1/2021

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Meet Yves-Gabriel Leboeuf, Co-founder and CEO of Flinks

Tell us a little about your organization.

 
Flinks brings open finance to the people and businesses who want it. As such, we are the financial data layer powering the internet.
 
We’re trusted by millions of individuals to securely share their financial information from the institutions that hold their accounts to the third-party providers of their choice.
 
We enable businesses to connect to their customers' financial accounts, enrich this data, and utilize it to deliver better digital products. Serving innovators in lending, fintech, regtech, digital banking, asset management and insurance, we’re quickly becoming a global leader in financial data connectivity and analytics.

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Member SpotLight- ARcTic Intelligence

2/4/2021

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Meet Darren Cade - CEO of Arctic Intelligence

​Arctic Intelligence is a multi-award-winning global RegTech firm that has developed multi-jurisdictional enterprise risk assessment software enabling regulated businesses to better assess, document and manage their financial crime risks. Our vision is to be global leaders helping to raise the bar on financial crime risk management by innovating and transforming financial crime risk assessments in an accessible and affordable way to all. We are very passionate about and committed to providing affordable technology solutions that make it easier for companies to reduce their financial crime risks and adhere to their international compliance obligations.


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Member SpotLight - Finiti

1/5/2021

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Meet Larry Bannerman - President of Finiti

​Tell us a little about your organization and why you got into this space.

 
At Finiti, our goal is to reduce the regulatory reporting burden associated with producing financial statements and MRFPs. Our team of project managers, technologists, proofreaders and designers is nimble and flexible, because filing deadlines aren’t. Since 1988, we’ve lived the inevitability of change from any number of stakeholders, including securities commissions, auditors, legal counsel, translation services, and shifting products and brands. To address these challenges, we developed a managed software that allows our clients to adjust to changes quickly, while mitigating risk and ensuring data integrity. 


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Member SpoTlight - Alphacco

12/3/2020

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Meet Yvan Proteau, CEO of AlphaCCO
Tell us a little about your organization
​Founded in 2015, Alpha CCO  is a flexible and easy-to-use SaaS platform for automating and operationalizing Governance, Risk and Compliance activities.  It offers:
  • greater transparency in the design and application of internal controls
  • faster response to regulatory changes
  • automatic collection of the necessary evidence in the event of an audit
  • management of GRC costs
  • reduction in the risks associated with non-compliance
The platform has been designed specifically to meet the GRC needs of fund managers and members of the executive suite, who need a better understanding of their risk exposure.  It is also perfectly suited to meet broader and generic compliance needs, such as compliance with IT security standards, and governance related to social and environmental issues.



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member Spotlight - Global Relay

11/4/2020

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Meet Mike Muckley, account executive, Global Relay

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​Tell us a little about your organization and why you got into this space.
Global Relay is the leading provider of compliance archiving, surveillance, eDiscovery and analytics solutions to the global financial services industry and other highly regulated industries. Founded in 1999 to capitalize on the shift to electronic communications and the growing need to store electronic data, our company saw a huge demand for our archiving services after the accounting scandals in the U.S. in 2003, when new rules mandated financial firms to preserve all their business records – electronic communications included. Since then, we’ve been helping financial firms capture their data for compliance recordkeeping and supervision.


​Who are your clients and what types of regulatory challenges are they facing?
We specialize in a single vertical market: the global financial services industry. Our customers include 22 of the top 25 global banks, 70% of U.S. broker-dealers, 70% of North American hedge funds, and most of the major U.S. exchanges. The finance industry is subject to stringent recordkeeping and supervision regulations (such as IIROC, U.S. SEC and FINRA Rules). It is also governed by regulations designed to protect customer data and privacy (GDPR, CCPA) and increase trade transparency and prevent market abuse (MiFID II). We help financial firms address these and other regulatory challenges.
 
What type of emerging technology do you think will have the greatest impact on your business/industry?
Analytics, data visualization, AI and Machine Learning are some of the current or emerging technologies that will impact our industry and customers the most. Used as part of a broader supervision/surveillance program, these technologies enable compliance managers to perform more rigorous, critical and targeted evaluations of employee conduct and business activity through their archived communications. While analytics and data visualization can expose anomalies and trends in messages, AI and Machine Learning-aided supervision can help reduce false positives and increase message-flagging accuracy.
 
Why did you join the CRTA? How do you think the CRTA will help your business?
We believe our CRTA membership will allow us to learn from the experiences of other organizations serving regulated industries in Canada. We also hope to be able share best practices with companies serving not only the finance sector, but also health care, government and public companies.
 
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Member Spotlight - GuardX

10/6/2020

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Meet Anand Chavan - Founder and CEO

​​Tell us a little about your organization and why you got into this space.
At ​GuardX​, we help companies extract actionable insights from unstructured data. Our product, ​Foreseer,​ is a cloud-native, ​human-in-the loop​ platform that combines the latest advances in AI/ML algorithms and NLP to extract insights from unstructured documents including PDFs, HTML, webpages, scanner documents, twitter feeds, emails and more at enterprise scale. Our Fortune 500 clients process over twenty million PDF and HTML pages every month with content sourced from 35 countries in 12 different languages. 


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Member Spotlight - QNext

9/8/2020

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Meet Anthony DeCristofaro, CEO of Qnext Corp.
 

​Tell us a little about your organization and why you got into this space.

Selected as a Red Herring Top 100 global winner for zero-trust remote data access and sharing of hybrid IT on premises, SharePoint and cloud-hosted storage, Qnext is recognized as one of the technology industry’s most exciting and innovative private companies. Our FileFlex Enterprise product is designed to support the modern Hybrid-IT corporate storage structure with the highest level of security, including a zero-trust data access (ZTDA) platform and support for integration with the latest Intel SGX secure enclave technology.  This fills the gaps of current market offerings and is the only product to meet the quickly evolving needs of an organization to secure the data that is being accessed and shared by their remote workforce.

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​MEMBER SPOTLIGHT - STEREOLOGIC

8/5/2020

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Meet Patrick Morrison, EVP and Head of Sales for Canada & Europe
StereoLOGIC is a technology company founded in 2008 that deploys patented software solutions for clients that are designed to help them:

  • efficiently and accurately implement new regulatory reporting programs by facilitating the seamless integration of new systems within existing infrastructure
  • upgrade existing regulatory reporting systems by revealing where BAU processes can be streamlined while dramatically reducing time, cost and the risk of errors.
 
Through StereoLOGIC’s technology, our clients have the insights needed to ensure their regulatory reporting and program implementations produce accurate data that regulators demand, reducing error rates, the number of manual adjustments required before reports can be submitted, and, importantly, facilitating regulator confidence in client controls, governance and reporting that is crucial to maintaining strong relationships with supervisory agencies.


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